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The Application Process

Here is what is needed for a Self-Insurance application:

Private Standalone Employer Application Checklist

COMPLETE PRIVATE STANDALONE MASTER APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?
A – 1 Application for a Private Entity Certificate of Consent to Self-Insure No
A – 4 Guaranty of Workers’ Compensation Liabilities (If applicant has a parent) Yes
A – 5 Corporate Resolution Authorizing Application (One time, master only) No

Resolution

Resolution of Agreement of Parental Assumption and Guarantee (If applicant has a parent) Yes
A – 6 Agreement and Undertaking for Security Deposit (Master only) Yes
  3 Years Audited Financial Statements  
  California Certificate of Status  
 

$500 Filing Fee Check

 

Each subsidiary or affiliate company of a private applicant must file a separate application to become self-insured. They may apply with the parent company or individually.

COMPLETE PRIVATE STANDALONE SUBSIDIARY/AFFILIATE APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?
 A - 3A Private Interim Application No
A - 3B Application for a Permanent Certificate of Consent to Self-Insure by an Interim Self-Insurer No
  California Certificate of Status  
 

$500 Filing Fee Check

 

Per §15203.8, the employer must contact their OSIP analyst within 30 days of a change in name, organizational structure, or business structure. If you do not know your OSIP analyst, please call OSIP headquarters at (916) 464-7000.

Private Group Employer Application Checklist

COMPLETE PRIVATE GROUP MASTER APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?
S - 1 Group Master Application for Certificate of Consent to Self-Insure No
S - 3 Corporate Resolution (One time, master only) No
S - 4 Indemnity Agreement and Power of Attorney No
S - 5 Agreement of Assumption and Guarantee of Workers’ Compensation Liabilities for Group and Affiliate Members (One time, master only) No
S - 6 Agreement and Undertaking for Security Deposit (One time, master only) No
  California Certificate of Status  
  Feasibility Study  
 

$1,000 Filing Fee Check for Master Certificate.

 

COMPLETE PRIVATE GROUP AFFILIATE MEMBER APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?

 S-2A (Interim)

Group Affiliate Member Interim Application No
S-2B (Permanent) Application for Affiliate Certificate of Consent to Self-Insure as a Member of a Group Self-Insurer No
S - 4 Indemnity Agreement and Power of Attorney No
 

$500 for Each Member.

 
     

Per §15203.8, the employer must contact their OSIP analyst within 30 days of a change in name, organizational structure, or business structure. If you do not know your OSIP analyst, please call OSIP headquarters at (916) 464-7000.

Public/JPA Employer Application Checklist

COMPLETE PUBLIC/JPA MASTER APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?
A – 2 Application for a Public Agency Certificate of Consent to Self-Insure Yes (Page 5)

COMPLETE JPA MEMBER APPLICATION CHECKLIST:

Form # Description Sealed/Notarized?
A - 3A Public Interim Application (Not required if A-2 is complete)* No
A – 2 Application for a Public Agency Certificate of Consent to Self-Insure Yes (Page 5)

*A public interim application (A-3A) is only necessary for immediate coverage when a public permanent application (A-2) is incomplete.

June 2026