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The Audit and Enforcement Unit audits insurance companies, self-insured employers, and third-party administrators to ensure that they have met their obligations under the Labor Code and the administrative director's regulations. By assessing penalties and ordering that unpaid compensation be paid, this unit ensures that proper benefits are delivered accurately and in a timely manner.
Forms, publications and reports
2009 annual
report of inventory due Apr. 1, 2009
2008 DWC Audit Unit annual report for audits conducted in 2007 ![]()
Audit Unit annual reports 1994 - 2006
- DWC administrative director's 2007 audit ranking report

- DWC administrative director's 2006 audit ranking report
- DWC administrative director's 2005 audit ranking report
- DWC administrative director's 2004 audit ranking report
version
- DWC administrative director's 2003 audit ranking report

Issued in accordance with Labor Code section 129 (e) and Title 8, California Code of Regulations, section 10107.1 (c) (3)
Audit performance standards
- DWC profile audit performance standards and full compliance
audit standards for 2009

- DWC profile audit performance standards and full compliance
audit standards for 2008

- DWC profile audit performance standards and full compliance
audit standards for 2007

- DWC profile audit performance standards and full compliance
audit standards for 2006
- DWC profile audit performance standards and full compliance
audit standards for 2005
- DWC profile audit performance standards and full compliance
audit standards for 2004
How to file a complaint with the Audit Unit
- DWC-AU-905
- DWC-AU-906 Audit referral form

Audit and Enforcement Unit news
| Apr. 27, 2009 | Division of Workers' Compensation audit regulations approved and become effective May 20, 2009
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| Mar. 17, 2009 | California Division of Workers’ Compensation posts annual audit report on its Web site
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| Los Angeles 320 West 4th Street, 9th floor Los Angeles, CA 90013-1105 (213) 620-2312 |
Oakland 1515 Clay Street, 18th floor Oakland, CA 94612 (510) 286-7100 |
Sacramento
2424 Arden Way, Suite 305 Sacramento, CA 95825-2482 (916) 263-2710 |
April 2009




