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Chapter 8. Office of the Director
Subchapter 2. Administration of Self-Insurance Plans
Article 9. Recordkeeping and Audits
(a) Pursuant to Labor Code Sections 129 and 3702.6, the Manager may order an audit
of any self insurer or individual claim file at such reasonable times as is deemed
necessary. Such audits shall include, but not be limited to, an audit of the files
and records required by Section 15400 of these regulations. Such files and records
shall be made readily available by the self insured employer or its administrative
(b) In the event of an audit, the Manager may require that claims administered
at the home of a telecommuting adjuster be presented for audit at a California
office location of the administrator, or at a California location of the self
Note: Authority cited: Sections 54, 55 and 3702.10, Labor Code. Reference:
Sections 59, 129, 3700, 3702 and 3702.6, Labor Code.
1. Amendment filed 6-1-72; effective thirtieth day thereafter (Register 72,
2. Amendment filed 2-19-92; operative 3-20-92 (Register 92, No. 13).
3. Amendment designating first paragraph as subsection (a) and new subsection
(b) filed 2-9-2006; operative 3-11-2006 (Register 2006, No. 6).
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